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SERVICES
- Audit & Litigation Support
Services for ERISA Attorneys and Your Retirement Plan
Sponsor Clients
Fiduciary
Risk Management, LLC (FRM) announces its services to the ERISA
legal community. These services offer exceptional value for
your retirement plan sponsor clients who want to increase
their fiduciary protection. They are also an exceptional value
to you and your clients when looking for truly independent
and experienced services. FRM focuses on:
- Conducting
a thorough fiduciary review: investments,
plan fees, fiduciary exposure, operations, service provider
actions and overall plan governance
- Serving
as an independent ESOP or company stock fiduciary
- Serving
as a Settlement Fiduciary
- Analyzing
fee charges, finding areas for improvement
and negotiating fees on your client’s behalf. We dig
into the non-disclosed areas to identify the real expenses
your clients are paying.
- Providing
service provider investigation and audit services
to reveal fiduciary actions or authority (even when not
acknowledged), misleading or inappropriate business practices,
conflicts of interest, accuracy of disclosures, areas of
participant abuse, total compensation, and more
- Serving
as an expert witness in stock drop, fee and fiduciary duties
litigation
- Serving
as an overall fiduciary partner for your client’s
plan
- Serving
as a truly independent investment advisor (RIA)
over your client’s plan
Benefits
to You and Your Clients
- Your
clients get a truly independent, experienced outside assessment.
Any items needing resolution are identified in advance of
litigation and resolved.
- On-going
presence and monitoring to ensure continued protection.
- You/your
clients get an important defense against plaintiff litigation:
the outside professional assessment and independent fiduciary
oversight + independent legal opinion of highly respected
ERISA attorneys.
- Improved
relations with your client’s employees and mitigation
of any potential negative media exposure.
- Truly
independent and expert witness services performed
by industry insiders.
Rapid
Response Team
Our Annual
Fiduciary Program Report is designed to put any fiduciary
issues that arise to rest quickly for our clients. However,
we realize that sometimes, even with the best efforts, plan
sponsors may face further investigation proceedings. For these
situations, we have devised a solution to respond to the defense
of the plan sponsor rapidly to minimize the potential damage.
Our “Rapid
Response Team” is led by the Director of Audit &
Litigation Support, Barry Frankel, and incorporates the collaboration
effort of multiple ERISA professionals. It takes several building
blocks to effectively support complicated ERISA cases and
FRM has diligently assigned industry experts to deliver perspectives
from each critical aspect.
The
FRM Rapid Response Team supplies the necessary building blocks
to provide the support your case requires:
Specific
concerns? Click here to have FRM contact you |
